| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Newedge Broker Limited | RO | 证券交易 | 2008-08-28 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | RO | 证券交易 | 2008-08-28 | 2009-08-10 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2006-02-03 | 2009-07-31 |
| Rep | 证券交易 | 2006-01-27 | 2008-08-28 | |
| BGC SECURITIES (HONG KONG) LLC | RO | 证券交易 | 2004-03-11 | 2005-12-15 |