| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-02-02 | 2010-06-16 |
| Rep | 证券交易 | 2010-02-02 | 2010-06-16 | |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | 2009-10-30 | 2010-01-16 |
| Rep | 证券交易 | 2009-10-30 | 2010-01-16 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 证券交易 | 2008-07-11 | 2009-01-10 |
| Rep | 就机构融资提供意见 | 2008-06-27 | 2009-01-10 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2005-11-17 | 2008-05-08 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就证券提供意见 | - | 2004-01-12 |
| Rep | 提供资产管理 | - | 2004-01-12 | |
| Rep | 就机构融资提供意见 | - | 2005-10-25 |