| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就证券提供意见 | 2012-07-11 | 2015-12-11 |
| RO | 证券交易 | 2012-07-11 | 2015-12-11 | |
| Rep | 就期货合约提供意见 | 2011-11-15 | 2016-05-20 | |
| Rep | 期货合约交易 | 2011-11-15 | 2016-05-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-06 | 2011-08-16 |
| Rep | 期货合约交易 | 2008-11-06 | 2011-08-16 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-12-13 | 2008-11-24 |
| Rep | 期货合约交易 | 2007-12-13 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | RO | 证券交易 | 2005-06-02 | 2011-08-16 |
| Rep | 提供自动化交易服务 | - | 2003-08-22 | |
| Rep | 证券交易 | - | 2005-06-02 |