| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHATER CAPITAL ADVISORS (HONG KONG) LIMITED | RO | 提供资产管理 | 2010-02-19 | 2010-03-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-05 | 2008-12-11 |
| Rep | 期货合约交易 | 2008-11-05 | 2008-12-11 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-12-12 | 2008-12-11 |
| Rep | 期货合约交易 | 2007-12-12 | 2008-12-11 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | - | 2003-08-22 |
| Rep | 证券交易 | - | 2008-12-11 |