| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-10-31 | 2009-02-13 |
| Rep | 证券交易 | 2006-10-31 | 2009-02-13 | |
| Rep | 就机构融资提供意见 | 2004-04-02 | 2006-06-03 | |
| Rep | 证券交易 | 2004-04-02 | 2006-06-03 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | - | 2003-08-22 |
| Rep | 就机构融资提供意见 | - | 2004-03-02 | |
| Rep | 就证券提供意见 | - | 2004-03-02 |