| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KCG Hong Kong Limited | RO | 期货合约交易 | 2012-05-14 | 2013-03-25 |
| RO | 证券交易 | 2012-05-14 | 2013-03-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2010-10-11 | 2011-07-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-11 | 2011-07-01 |
| Rep | 期货合约交易 | 2008-11-11 | 2011-07-01 | |
| Rep | 证券交易 | 2005-12-13 | 2011-07-01 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2005-12-13 | 2008-11-24 |
| Rep | 期货合约交易 | 2005-12-13 | 2008-11-24 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2003-05-13 | 2004-02-03 |