| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Asia Pacific Financial Capital Limited | Rep | 就机构融资提供意见 | 2007-04-19 | 2007-07-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就机构融资提供意见 | - | 2004-03-11 |
| Rep | 提供自动化交易服务 | - | 2004-03-11 | |
| Rep | 就证券提供意见 | - | 2004-04-28 | |
| Rep | 提供资产管理 | - | 2004-04-28 | |
| Rep | 证券交易 | - | 2004-09-24 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | - | 2004-09-24 |