| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-09-30 | 2005-11-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-09-30 | 2005-11-05 |
| SHUN LOONG CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2004-06-10 | 2005-03-31 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2004-05-03 | 2005-08-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-05-03 | 2005-08-01 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2003-05-14 | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自动化交易服务 | 2003-05-14 | 2003-07-07 |
| Rep | 证券交易 | 2003-05-14 | 2003-11-19 |