Roland, Mathilde Suzanne Hong Kong SFC License Details (ID 112491)

Roland, Mathilde Suzanne Hong Kong SFC License Details (ID 112491)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-07	2008-11-18
	Rep	期货合约交易	2008-11-07	2008-11-18
	Rep	证券交易	2007-05-04	2008-11-18
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2007-05-04	2008-11-13
	Rep	期货合约交易	2007-05-04	2008-11-13
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2007-05-04	2008-11-13
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2005-10-24	2007-03-21
Merrill Lynch Far East Limited	Rep	证券交易	2005-10-24	2007-03-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-10-24	2007-03-21
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2004-08-06	2005-09-29
	Rep	证券交易	2004-08-06	2005-09-29
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-05-02	2004-07-30
	Rep	提供资产管理	2003-05-02	2004-07-30
	Rep	期货合约交易	2003-05-02	2004-07-30