| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2013-07-03 | 2018-10-02 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-05-14 | 2004-01-08 |
| Rep | 提供资产管理 | 2003-05-14 | 2004-01-08 | |
| Rep | 就证券提供意见 | 2003-05-14 | 2007-11-07 | |
| Rep | 证券交易 | 2003-05-14 | 2007-11-07 |