| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2012-07-17 | 2012-09-20 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2010-12-01 | 2011-03-14 |
| Rep | 就证券提供意见 | 2010-12-01 | 2011-03-14 | |
| Rep | 提供资产管理 | 2010-12-01 | 2011-03-14 | |
| FIL Investment Advisors | Rep | 就证券提供意见 | 2003-04-30 | 2008-11-17 |
| Rep | 提供资产管理 | 2003-04-30 | 2008-11-17 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2003-04-30 | 2008-11-17 |
| Rep | 提供资产管理 | 2003-04-30 | 2008-11-17 |