| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-11-02 | 2010-08-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-20 | 2010-08-16 |
| Lion Global Financial Limited | Rep | 提供资产管理 | 2004-12-10 | 2005-08-12 |
| Rep | 就证券提供意见 | 2004-10-21 | 2005-08-12 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2003-07-30 | 2004-10-21 |