| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | RO | 提供资产管理 | 2018-04-11 | - |
| RO | 就证券提供意见 | 2015-09-25 | - | |
| RO | 证券交易 | 2015-09-25 | - | |
| Rep | 提供资产管理 | 2015-06-09 | 2018-04-11 | |
| Rep | 就证券提供意见 | 2013-01-29 | 2015-09-25 | |
| Rep | 证券交易 | 2013-01-29 | 2015-09-25 | |
| Rep | 证券交易 | 2010-11-12 | 2011-01-28 | |
| Rep | 就证券提供意见 | 2007-04-30 | 2011-01-28 | |
| RO | 就证券提供意见 | 2006-01-17 | 2006-08-17 | |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2004-11-29 | 2006-01-11 |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2003-07-11 | 2004-11-10 |