| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2012-05-02 | 2012-05-18 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2005-12-12 | 2009-04-30 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-12-12 | 2009-04-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2005-06-29 | 2005-11-30 |
| Rep | 期货合约交易 | 2003-09-09 | 2005-11-30 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-09-09 | 2005-11-30 |
| Rep | 证券交易 | 2003-09-09 | 2005-11-30 |