| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AT Asset Management (Asia-Pacific) Limited | RO | 提供资产管理 | 2008-08-26 | 2009-01-31 |
| Rep | 提供资产管理 | 2007-11-06 | 2008-08-26 | |
| HT CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2007-08-16 | 2007-09-25 |
| NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2006-03-13 | 2007-07-31 |
| RO | 提供资产管理 | 2006-03-13 | 2007-07-31 | |
| Rep | 提供资产管理 | 2006-02-25 | 2006-03-13 | |
| GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2005-02-15 | 2006-01-31 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-08-29 | 2004-09-14 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-08-29 | 2004-09-14 |