| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-05-18 | 2009-11-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2004-06-14 | 2006-08-20 |
| Rep | 期货合约交易 | 2003-10-10 | 2006-08-20 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-10-10 | 2006-08-20 |