| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUAD CAPITAL MANAGEMENT LIMITED | RO | 就证券提供意见 | 2014-08-04 | 2020-03-13 |
| RO | 提供资产管理 | 2014-08-04 | 2020-03-13 | |
| Eton Park Asia Limited | Rep | 提供资产管理 | 2006-12-05 | 2012-03-03 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-06-05 | 2006-10-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-06-05 | 2006-10-10 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2003-07-30 | 2004-02-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2003-07-30 | 2004-02-23 |