| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PLATINUM BROKING COMPANY LIMITED | Rep | 就证券提供意见 | 2011-03-18 | 2011-05-14 |
| Oreana Financial Services Limited | Rep | 就证券提供意见 | 2009-07-10 | 2009-12-29 |
| Rep | 提供资产管理 | 2009-07-10 | 2009-12-29 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2003-08-01 | 2004-03-24 |