| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2026-04-14 | - |
| Rep | 证券交易 | 2026-04-14 | - | |
| Rep | 期货合约交易 | 2025-12-29 | 2026-01-03 | |
| Rep | 证券交易 | 2025-12-29 | 2026-01-03 | |
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2021-01-28 | 2025-04-30 |
| RO | 证券交易 | 2021-01-28 | 2025-04-30 | |
| Rep | 期货合约交易 | 2018-09-06 | 2021-01-28 | |
| Rep | 期货合约交易 | 2015-08-18 | 2017-07-24 | |
| Rep | 证券交易 | 2015-08-18 | 2021-01-28 | |
| HBK HONG KONG LIMITED | Rep | 提供资产管理 | 2007-09-17 | 2008-11-04 |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2005-07-12 | 2007-08-11 |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2003-08-13 | 2004-06-17 |
| CLSA LIMITED | Rep | 证券交易 | 2003-08-13 | 2004-06-17 |