| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 证券交易 | 2005-05-19 | 2006-04-26 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2005-04-21 | 2005-05-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2005-04-21 | 2006-04-26 |
| TIAN YUAN FINANCE LIMITED | Rep | 就机构融资提供意见 | 2004-03-12 | 2004-05-03 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-11-03 | 2003-11-15 |