| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | RO | 就证券提供意见 | 2023-01-16 | - |
| RO | 证券交易 | 2023-01-16 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-02-28 | 2019-06-28 |
| Rep | 就期货合约提供意见 | 2013-11-06 | 2019-06-28 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2003-10-09 | 2004-07-10 |
| Rep | 提供资产管理 | 2003-10-09 | 2004-07-10 |
已采集记录中暂无金管局登记。