Lopez, Todd Damon Hong Kong SFC License Details (ID 11296855)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2025-05-26	2025-05-30
	Rep	证券交易	2025-05-26	2025-05-30
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2025-05-26	2025-05-30
	Rep	证券交易	2025-05-26	2025-05-30
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2025-01-14	2025-01-17
	Rep	证券交易	2025-01-14	2025-01-17
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2025-01-14	2025-01-17
	Rep	证券交易	2025-01-14	2025-01-17
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2019-10-18	2019-10-25
	Rep	证券交易	2019-10-18	2019-10-25
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2019-10-18	2019-10-25
	Rep	证券交易	2019-10-18	2019-10-25
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2018-05-07	2018-05-11
	Rep	证券交易	2018-05-07	2018-05-11
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2018-05-07	2018-05-11
	Rep	证券交易	2018-05-07	2018-05-11
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2017-10-13	2017-10-20
	Rep	证券交易	2017-10-13	2017-10-20
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2017-10-13	2017-10-20
	Rep	证券交易	2017-10-13	2017-10-20
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2017-06-01	2017-06-09