| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-09-12 | 2007-07-01 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-09-12 | 2007-07-01 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2003-10-02 | 2003-10-21 |
| Rep | 就机构融资提供意见 | 2003-10-02 | 2004-10-01 | |
| Rep | 证券交易 | 2003-10-02 | 2004-10-01 |