| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-07-26 | - |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-07-15 | 2006-07-13 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-07-28 | 2006-07-13 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2004-02-18 | 2004-06-16 |
| Rep | 提供资产管理 | 2004-02-18 | 2004-06-16 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2003-11-04 | 2004-01-08 |