| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited | RO | 证券交易 | 2017-02-22 | - |
| RO | 就机构融资提供意见 | 2016-03-09 | - | |
| RO | 就证券提供意见 | 2016-03-09 | - | |
| RO | 提供资产管理 | 2016-03-09 | - | |
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2015-09-29 | 2016-03-01 |
| SHENG YUAN SECURITIES LIMITED | Rep | 证券交易 | 2015-07-27 | 2016-03-01 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-10-12 | 2015-01-12 |
| Rep | 证券交易 | 2011-10-12 | 2015-01-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-10-12 | 2012-01-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2008-10-22 | 2011-02-18 |
| RO | 提供资产管理 | 2006-07-03 | 2011-02-18 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | RO | 提供资产管理 | 2004-02-03 | 2008-12-31 |
已采集记录中暂无金管局登记。