| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | Rep | 期货合约交易 | 2026-01-08 | - |
| R.J. O'BRIEN & ASSOCIATES HK LIMITED | RO | 期货合约交易 | 2016-05-17 | 2025-12-31 |
| Rep | 期货合约交易 | 2011-03-10 | 2016-05-17 | |
| CES Capital International (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2010-11-09 | 2011-02-14 |
| Rep | 证券交易 | 2010-11-09 | 2011-02-14 | |
| Rep | 杠杆式外汇交易 | 2010-11-09 | 2011-02-14 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2003-09-18 | 2003-12-22 |