| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-12-10 | 2009-06-01 |
| Rep | 期货合约交易 | 2007-12-10 | 2009-06-01 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-08-14 | 2009-06-01 |
| Rep | 证券交易 | 2006-08-14 | 2009-06-01 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2003-11-06 | 2006-07-24 |