| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-12-19 | 2008-05-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-10-05 | 2008-05-14 |
| Rep | 杠杆式外汇交易 | 2004-09-10 | 2006-08-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-09-26 | 2004-09-02 |