| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2010-01-18 | 2011-08-20 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-08 | 2009-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-04-06 | 2009-11-16 |
| Rep | 就证券提供意见 | 2003-10-31 | 2005-04-06 |