| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-01-07 | 2019-01-12 |
| Rep | 证券交易 | 2018-09-10 | 2018-09-15 | |
| Rep | 证券交易 | 2018-03-21 | 2018-04-15 | |
| Rep | 证券交易 | 2017-09-11 | 2017-09-15 | |
| Rep | 证券交易 | 2017-01-09 | 2017-01-13 | |
| Rep | 证券交易 | 2016-11-21 | 2016-11-25 | |
| Rep | 证券交易 | 2015-08-03 | 2015-08-05 | |
| Rep | 证券交易 | 2015-01-12 | 2015-01-19 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2003-11-14 | 2005-08-30 |