| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2014-04-03 | - |
| RO | 就证券提供意见 | 2014-04-03 | - |
| Rep | 就期货合约提供意见 | 2011-09-26 | 2014-04-03 |
| Rep | 就证券提供意见 | 2011-09-26 | 2014-04-03 |
| Rep | 就期货合约提供意见 | 2008-05-22 | 2011-04-06 |
| Rep | 就证券提供意见 | 2008-05-22 | 2011-04-06 |
| Rep | 期货合约交易 | 2008-05-22 | 2011-04-06 |
| Rep | 证券交易 | 2008-05-22 | 2011-04-06 |
| BEAR STEARNS ASIA LIMITED | Rep | 就期货合约提供意见 | 2007-07-10 | 2009-11-23 |
| Rep | 就证券提供意见 | 2007-07-10 | 2009-11-23 |
| Rep | 期货合约交易 | 2007-04-02 | 2009-11-23 |
| Rep | 证券交易 | 2007-04-02 | 2009-11-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-04-22 | 2007-03-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-04-22 | 2007-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2003-12-15 | 2005-04-22 |