| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-03-04 | 2015-09-30 |
| Rep | 提供资产管理 | 2015-03-04 | 2015-09-30 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-03-04 | 2015-09-30 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-03-04 | 2015-09-30 |
| Rep | 期货合约交易 | 2015-03-04 | 2015-09-30 | |
| Rep | 证券交易 | 2015-03-04 | 2015-09-30 | |
| Central Asset Investments and Management Holdings (HK) Limited | RO | 提供资产管理 | 2005-08-05 | 2007-12-31 |
| FORE ASIA, LIMITED | RO | 就证券提供意见 | 2004-08-18 | 2005-04-18 |
| RO | 提供资产管理 | 2004-08-18 | 2005-04-18 |