| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Volant Trading Asia Limited | RO | 期货合约交易 | 2022-07-13 | 2024-01-25 |
| RO | 证券交易 | 2022-07-13 | 2024-01-25 | |
| Volant Trading Hong Kong Limited | RO | 期货合约交易 | 2011-12-09 | 2013-04-09 |
| RO | 证券交易 | 2011-12-09 | 2013-04-09 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-03-29 | 2004-06-29 |
| Rep | 证券交易 | 2004-03-29 | 2004-06-29 |