Personnel Hong Kong SFC License Details (ID 113400)

Personnel Hong Kong SFC License Details (ID 113400)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CES Commodities (HK) Limited	Rep	期货合约交易	2006-02-03	2007-07-17
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-02-03	2007-07-17
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	2007-07-17
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2005-09-07	2007-07-17
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2005-09-07	2007-07-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2005-09-07	2007-07-17
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-01-27	2005-09-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2005-01-11	2005-09-07
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2005-01-11	2005-09-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2004-08-07	2004-12-31
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2004-01-30	2004-12-31