| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2011-05-24 | 2011-09-03 |
| Rep | 证券交易 | 2011-05-24 | 2011-09-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-04-12 | 2011-09-03 |
| Rep | 证券交易 | 2010-04-12 | 2011-09-03 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-02-16 | 2010-02-09 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-16 | 2010-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-03-31 | 2010-02-09 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-02-24 | 2006-02-28 |