| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soliton Capital Management Limited | RO | 就证券提供意见 | 2019-01-03 | - |
| RO | 提供资产管理 | 2019-01-03 | - | |
| Soliton Securities Limited | RO | 就证券提供意见 | 2019-01-03 | - |
| RO | 证券交易 | 2019-01-03 | - | |
| JVSakk Asset Management Limited | RO | 就证券提供意见 | 2017-01-19 | 2019-01-02 |
| RO | 提供资产管理 | 2017-01-19 | 2019-01-02 | |
| JVSakk Asia Limited | Rep | 证券交易 | 2015-09-07 | 2019-01-02 |
| JVSakk Asset Management Limited | Rep | 就证券提供意见 | 2014-02-27 | 2017-01-19 |
| Rep | 提供资产管理 | 2014-02-27 | 2017-01-19 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2004-03-16 | 2007-03-10 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-03-16 | 2007-03-10 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-03-16 | 2007-03-10 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-03-16 | 2007-03-10 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-03-16 | 2007-03-10 |
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