| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | 证券交易 | 2014-07-22 | 2017-10-03 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2014-01-14 | 2014-07-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2014-01-14 | 2014-07-11 |
| AIR GEO SERVICES LIMITED | RO | 就证券提供意见 | 2011-01-11 | 2012-07-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-11-26 | 2010-01-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-11-26 | 2010-01-06 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2006-11-21 | 2009-11-21 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2006-09-15 | 2009-11-21 |
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2004-03-12 | 2006-09-13 |