| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2007-06-13 | 2007-07-10 |
| Rep | 就证券提供意见 | 2007-06-13 | 2007-07-10 | |
| Rep | 提供资产管理 | 2007-06-13 | 2007-07-10 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-13 | 2005-11-18 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-18 | 2005-11-18 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-03-18 | 2005-11-18 |