| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2005-11-16 | 2006-05-27 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-03-16 | 2006-05-27 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-16 | 2006-05-27 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2004-04-13 | 2005-02-04 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-04-13 | 2005-02-04 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-04-13 | 2005-02-04 |