| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2020-03-17 | 2021-02-28 |
| Rep | 证券交易 | 2017-10-10 | 2021-02-28 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 证券交易 | 2013-01-24 | 2017-07-03 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2011-10-03 | 2012-12-17 |
| Instinet Alpha Trading Limited | Rep | 就证券提供意见 | 2005-10-13 | 2008-11-24 |
| Rep | 提供自动化交易服务 | 2005-10-13 | 2008-11-24 | |
| Rep | 证券交易 | 2005-10-13 | 2008-11-24 | |
| Turiya Advisors Asia Limited | Rep | 提供资产管理 | 2005-05-04 | 2005-07-25 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-05-05 | 2005-05-03 |