Best, David Gareth

证监会中央编号:AKO808

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2022-10-25	-
	Rep	证券交易	2022-10-25	-
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2022-10-25	-
	Rep	证券交易	2022-10-25	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2018-07-26	2022-06-27
	Rep	证券交易	2018-07-26	2022-06-27
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2016-12-19	2018-04-28
	Rep	证券交易	2016-12-19	2018-04-28
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2013-04-11	2016-12-18
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2013-04-11	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-11-08	2018-04-28
	Rep	证券交易	2011-11-08	2018-04-28
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2011-03-22	2011-04-15
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-03-22	2011-04-15
	Rep	证券交易	2011-03-22	2011-04-15
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2011-03-22	2011-04-15
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-12-23	2010-02-19
	Rep	期货合约交易	2008-12-23	2010-02-19
	Rep	证券交易	2008-12-23	2010-02-19
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-12-23	2010-02-19
	Rep	证券交易	2006-04-13	2006-08-28
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2006-08-28
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2004-05-07	2006-08-28
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2004-05-07	2006-08-28

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2022-10-25	-
	Rep	证券交易	2022-10-25	-
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2022-10-25	-
	Rep	证券交易	2022-10-25	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2018-07-26	2022-06-27
	Rep	证券交易	2018-07-26	2022-06-27
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2016-12-19	2018-04-28
	Rep	证券交易	2016-12-19	2018-04-28
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2013-04-11	2016-12-18
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2013-04-11	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-11-08	2018-04-28
	Rep	证券交易	2011-11-08	2018-04-28
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2011-03-22	2011-04-15
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-03-22	2011-04-15
	Rep	证券交易	2011-03-22	2011-04-15
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2011-03-22	2011-04-15
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-12-23	2010-02-19
	Rep	期货合约交易	2008-12-23	2010-02-19
	Rep	证券交易	2008-12-23	2010-02-19
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2008-12-23	2010-02-19
	Rep	证券交易	2006-04-13	2006-08-28
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2006-08-28
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2004-05-07	2006-08-28
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2004-05-07	2006-08-28

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。