| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2005-11-07 | 2007-02-21 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2005-04-14 | 2005-10-31 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-12-30 | 2005-03-16 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-05-24 | 2004-12-23 |