| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2022-08-16 | - |
| Rep | 提供资产管理 | 2022-08-16 | - | |
| Rep | 证券交易 | 2022-08-16 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2017-08-08 | 2021-09-09 |
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2011-06-01 | 2013-09-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-06-14 | 2005-07-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-08-06 | 2005-07-27 |
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