| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Futures and Foreign Exchange Limited | Rep | 杠杆式外汇交易 | 2006-09-08 | 2007-01-05 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-12-29 | 2006-06-01 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-04-06 | 2006-06-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-06-18 | 2005-03-31 |