| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Walden Partners Capital Limited | RO | 就证券提供意见 | 2023-03-17 | - |
| RO | 提供资产管理 | 2023-03-17 | - | |
| RO | 证券交易 | 2023-03-17 | - | |
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-06-07 | 2021-02-03 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2017-06-07 | 2021-02-03 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2013-01-16 | 2015-01-06 |
| Rep | 证券交易 | 2013-01-16 | 2015-01-06 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-03-05 | 2012-10-16 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-06-15 | 2005-10-14 |
| Rep | 证券交易 | 2004-06-15 | 2005-10-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2004-06-15 | 2005-10-14 |
已采集记录中暂无金管局登记。