| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2016-10-19 | 2023-04-01 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-10-19 | 2023-04-01 |
| Rep | 证券交易 | 2016-10-19 | 2023-04-01 | |
| TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | 证券交易 | 2010-08-31 | 2010-12-28 |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就证券提供意见 | 2005-09-12 | 2010-06-09 |