| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-06-12 | 2009-11-23 |
| Rep | 证券交易 | 2007-06-12 | 2009-11-23 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2007-04-02 | 2007-04-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2007-04-02 | 2007-04-21 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2004-06-30 | 2007-04-21 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-06-30 | 2007-04-21 |