| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-10-12 | 2011-08-01 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-10-12 | 2011-08-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-12 | 2010-12-31 |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2008-01-11 | 2010-09-30 |
| Rep | 期货合约交易 | 2008-01-11 | 2010-09-30 | |
| Rep | 证券交易 | 2008-01-11 | 2010-09-30 | |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-07-21 | 2006-05-24 |