| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-12 | 2008-02-04 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2005-01-18 | 2006-11-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-07-15 | 2006-11-18 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-07-15 | 2006-11-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-07-15 | 2006-11-18 |