| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-15 | 2010-08-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-07-15 | 2010-08-21 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2009-07-15 | 2010-08-21 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-04-14 | 2005-05-06 |
| Rep | 就机构融资提供意见 | 2004-07-29 | 2005-05-06 | |
| Rep | 证券交易 | 2004-07-29 | 2005-05-06 |